Radicals

Arun Ram
Department of Mathematics and Statistics
University of Melbourne
Parkville, VIC 3010 Australia
aram@unimelb.edu.au

Last update: 15 June 2012

Examples.

  1. Let 𝔽 be a field. A finite dimensional vector space is both noetherian and artinian. An infinite dimensional vector space V has Rad(V)=0, soc(V) and is neither noetherian or artinian.
  2. Let R=ℤ. Then every submodule of R R is generated by one element. The ring ℤ is noetherian but not artinian: ℤ⊇pℤ ⊇p2ℤ ⊇⋯. Rad(ℤ) = ⋂Lmax Lmax = ⋂p prime pℤ =0.

Radicals and socles

If m∈M,   ann(m) = { r∈R | rm=0 }.

  1. The annihilator of M is ann(M) = {r∈R | rM=0}.
  2. The radical of M is Rad(M) = ⋂Pmax Pmax, the intersection of the maximal proper submodules of M.
  3. The socle of M is soc(M) = ∑Pmin Pmin, the sum of the simple submodules of M.
  4. The head of M is M/Rad(M).
  5. The socle series of M is 0 = soc0(M) ⊆ soc1(M) ⊆ ⋯ where soc1(M) = M and soci(M) is determined by soci(M) soci-1(M) = soc( M soci(M) ).
  6. The radical series of M is 0 = Rad0(M) ⊇ Rad1(M) ⊇ ⋯ where Radi(M) = Rad(Radi-1(M)).
  7. The socle length of M is the smallest positive integer n such that socn(M) = M and socn-1(M) ≠ M.
  8. The radical length of M is the smallest positive integer n such that Radn(M) = 0 and Radn-1(M) ≠ 0.
  9. The socle layers of M are sock(M) / sock-1(M).
  10. The radical layers of M are Radk-1(M) / Radk(M).

If M has socle length n then M has radical length n and socj(M) ⊇ Radn-j(M), 0≤j≤n.

Let R be a ring.

  1. Rad(R) = ⋂Lmax Lmax, the intersection of the maximal left ideals of R.
  2. Rad(R) = ⋂Iprim Iprim, the intersection of the primitive two-sided ideals of R.
  3. Rad(R) = {x∈R | 1-axb is invertible for all a,b∈R}.
  4. Rad(R) contains all nilpotent ideals.

Proof.
  1. This is a restatement of the definition of Rad(R), since the submodules of RR are the left ideals of R.
  2. If M is a simple R-module and m∈M then ann(m) = {r∈R | rm=0} is a maximal left ideal of R because R/ann(m) ≅ M. The primitive ideal ann(M) = {r∈R | rM=0} = ⋂m∈M ann(m).
  3. Let s∈Rad(R). Then R(1-x) = R since 1-x is not in any maximal left ideal. So t(1-x)=1 for some t∈R. So 1-t = -tx ∈ Rad(R). So 1-(1-t) = t has a left inverse, which must be 1-x. So 1-x is invertible in R. By (b) Rad(R) is an ideal and so 1-axb is invertible for every a,b∈R. So Rad(R) = {x∈R | 1-axb is invertible for all a,b∈R}.

    Assume 1-axb is invertible for all a,b∈R. Let Lmax be a maximal left ideal not containing x. Then 1=ax+l for some a∈R,   p∈Lmax. So 1-ax ∈ Lmax. So Lmax=R which is a contradiction. So x is an element of every maximal left ideal. So {x∈R | 1-axb is invertible for all a,b∈R} ⊆ Rad(R).
  4. Let N be a nilpotent ideal with Nk=0. If x∈N then xk ∈ Nk=0 and so xk=0. Then ( 1+x+x2 +⋯+xk-1 ) (1-x) = 1 and so 1-x is invertible. Thus, since N is an ideal, 1-axb is invertible for every a,b∈R. Thus, by (c), N⊆Rad(R).

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The proof of (bb) and (bc) of the following theorem uses:

(Nakayama's lemma) If M is a finitely generated R-module and Rad(R)M = M then M=0.

Proof.
Assume M≠0. Let m1,...,mk be a minimal generating set for M. Since Rad(R)M = M, mk = ∑i=1k aimi, with ai∈Rad(R). So (1-ak)mk = ∑i=1k-1 aimi. But 1-ak has a left inverse in R. So mk = ∑i=1k-1 ( 1-ak )-1 aimi, which contradicts the minimality. So M=0.

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Let R be an artinian ring. Then

  1. (a) Rad(R) is the largest nilpotent ideal of R.
  2. (b) If M is a finitely generated R-module then
    1. (ba) M is noetherian and artinian,
    2. (bb) Rad(M) = Rad(R)M,
    3. (bc) soc(M) = {m∈M | Rad(R)m=0}.
  3. (c) R is noetherian.

Proof.
  1. (a) Let n be such that Rad(R)n = Rad(R)2n. If Rad(R)n≠0 then there is a minimal left ideal with Rad(R)nI ≠ 0 (since Rad(R)n Rad(R)n ≠ 0 ). Let x∈I, x≠0, be such that Rad(R)nx ≠0. By minimality, I = Rad(R)nx = Rad(R)n Rad(R)n x. So x=ax, with a∈Rad(R). So (1-a)x=0. Since 1-a is invertible in R, x=0. But this is a contradiction. So Rad(R)n = 0. So Rad(R) is a nilpotent ideal.
  2. (ba) Let Mi = Rad(R)iM. Then, since M is finitely generated and R is artinian, there is a surjective homomorphism R⊕⋯⊕R → M. Thus M is artinian. So Mi/Mi+1 is artinian and Rad(R) acts by 0. So Mi/Mi+1 is a R/Rad(R)-module and thus Mi/Mi+1 is a finite direct sum of simple submodules. So, by (a), M has a composition series and is both noetherian and artinian.
  3. (bb) By Nakayama's lemma, Rad(R) ( M/Nmax ) = 0 for every maximal proper submodule Nmax⊆M. So Rad(R)M ⊆ Nmax for every Nmax. So Rad(R)M ⊆ Rad(M).

    Since M/M1 is a finite direct sum of simple modules, Rad(M/M1) = 0. So Rad(M) ⊆ M1 = Rad(R)M.
  4. (bc) The set N = {m∈M | Rad(R)m=0} is a submodule of M and Rad(R)N = 0. Since N is artinian, N is a finite direct sum of simple submodules. So soc(M) ⊇ N.

    Nakayama's lemma implies that if S is a simple module, then Rad(R)S = 0. So Rad(R)soc(M) = 0. So soc(M) ⊆ N.
  5. (c) follows from (ba).

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Semisimplicity

Let M be an R-module. Then M has a simple submodule.

(Schur's lemma)

  1. If Rλ are Rμ are simple R-modules then HomR (Rλ,Rμ) = 0, if   Rλ ≇ Rμ, and EndR(Rλ) = 𝔻λ is a division ring.
  2. If M = ⨁λ∈A^ ( Rλ ) ⊕mλ is a finite direct sum of simple modules then EndR(M) = ⨁λ∈A^ Mmλ (𝔻λ), where 𝔻λ = EndR(Rλ) are division rings.

Proof.
  1. Let φ:Rλ→Rμ be a homomorphism. Then, since Rλ and Rμ are simple, kerφ is either 0 or Rλ, and imφ is either 0 or Rμ. So φ is either 0 or an isomorphism.
  2. If M = ⨁λ∈A^ ⨁i=1 mλ Rλ,i, with Rλ,i ≅ Rλ, for 1≤i≤mλ, then EndR(M) = ⨁λ∈A^ ⨁ i,j=1 mλ EndR( Rλ,i,Rλ,j ) = ⨁λ∈A^ Mmλ (𝔻λ).

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Let M be an R-module.

  1. soc(M)=M if and only if for every submodule N⊆M there is a submodule N′⊆M with M=N⊕N′.
  2. Let N be a submodule of M. If soc(M)=M then soc(N)=N and soc(M/N)=M/N.

Proof.
(a) ⇐) If soc(M)≠M then M = soc(M)⊕N′. Let N be a simple submodule of N′ (the existence of N is nontrivial and uses Zorn's lemma, see Theorem ???). Then soc(M)+N ≠ soc(M), but this is a contradiction to the definition of soc(M).

⇒) Let N be a submodule of M and let N′ = ∑P∩N=0P be the sum of the simple submodules P of M such that P∩N=0. Then N∩N′=0 since, for a simple submodule P of M, P∩N=P or P∩N=0. Since N+N′ ⊇ soc(M) = M,   N+N′ = M. So M=N⊕N′.

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The following are equivalent:

  1. M is a finite direct sum of simple submodules.
  2. M is artinian and soc(M)=M.
  3. M is noetherian and soc(M) = M.
  4. M has a finite composition series and soc(M)=M.
  5. M is finitely generated and soc(M)=M.
  6. M is artinian and Rad(M)=0.

Proof.
The implications (a)⇔(b), (a)⇔(c), (a)⇔(d) follow directly from Proposition ??? and Proposition ???a.

(a)⇒(f) follows directly from the definitions.

(f)⇒(a): Let Ni be a finite (by DCC) number of maximal propoer submodules such that Rad(M) = ⋂Ni = 0. Then φ: M → M/N1 ⊕⋯⊕ M/Nk m ↦ ( m+N1 ,..., m+Nk ) has kerφ=0. So M≅im(M) is finite length and soc(M)=M. So M is a direct sum of simple submodules.

(c)⇒(e) since M is noetherian implies that M is finitely generated.

(e)⇒(c): Let N be a submodule of M and let N′ be a complement. Then N≅M/N′ and thus, since M is finitely generated. Thus every submodule of M is finitely generated. So M is noetherian.

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(Artin-Wedderburn) The following are equivalent:

  1. R is artinian and Rad(R)=0,
  2. RR is a finite direct sum of simple modules,
  3. R ≅ ⨁λ∈A^ Mdλ (𝔻λ), where A^ is a finite index, dλ are positive integers, and 𝔻λ are division rings.

Proof.
(a)⇔(b) is a consequence of Proposition ???.

(a)⇐(c) is a consequence of the fact that the simple Mdλ (𝔻λ) module is 𝔻λdλ the vector space of column vectors of length dλ.

(a)⇒(c): The map Rop → EndR( RR ) r ↦ φr where φr(x) = xr, for   x∈R, is a ring isomorphism. Thus, by Schur's lemma, Rop ≅ EndR( RR ) ≅ ⨁λ∈A^ Mdλ (𝔻λ), and thus R ≅ ⨁λ∈A^ Mdλ (𝔻λ) op ≅ ⨁λ∈A^ Mdλ (𝔻λ).

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Radicals and finiteness conditions for rings

Let R be a ring.

  1. The ring R is noetherian if RR is noetherian.
  2. The R is artinian if RR is artinian.
  3. A left ideal of R is a submodule of RR.
  4. An ideal I of R is primitive if I=ann(M) for a simple R-module M.

Simple and almost simple rings

  1. The ring R is primitive if 0 is a primitive ideal.
  2. The ring R is semiprimitive if Rad(R)=0.
  3. The ring R is simple if its only ideals are 0 and R.
  4. The ring R is prime if A,B are ideals with AB=0 then A=0 or B=0.
  5. An ideal P is prime if R/P is a prime ring.
  6. The ring R is semiprime if 0 is the only nilpotent ideal.

Let R be a ring and let Spec(R) be the set of prime ideals of R.

  1. R is semiprime if and only if ⋂ 𝔭∈Spec(R) 𝔭=0.
  2. R is primitive if and only if R is a dense subring of End𝔻(U) for some 𝔻-vector space U.
  3. R is artinian and semiprime if and only if R is artinian and semiprimitive.
  4. R is artinian and primitive if and only if R is artinian and simple.
  5. R is artinian and primitive if and only if R≅Mn(𝔻), for some n∈ℤ≥1, 𝔻 a division ring.

Burnside's theorem and Jacobson density

A subring R of End𝔻(U) is dense if for every α∈ End𝔻(U) and every finitely generated V⊆U there is an r∈R with ResVU(r) = ResVU(α). Define a topology on End𝔻(U) by making U(α,V) = {β∈End𝔻(U) | ResVU(β) = ResVU(α)} open for each α∈End𝔻(U) and each finitely generated V⊆U. Then R is dense is End𝔻(U) if End𝔻(U) is the closure of R, R_ = End𝔻(U).

Example. Consider an infinite dimensional vector space U with basis u1,u2,.... Then Endℂ(U) ≅ M∞(ℂ) = { infinite matrices with a finite number of nonzero entries in each column }. Let I = {finite rank elements of M∞(ℂ)} = { α∈Endℂ(U) | im(α) is finite dimensional } and let R = {n⋅1+l | n∈ℤ, l∈I}. Then R is a dense subring of Endℂ(U), ℂ=EndR(U) and R≠Endℂ(U).

Let U be a simple R-module and let Im(R) be the image of R in End(U). Let 𝔻 = EndR(U), a division ring.

  1. Im(R) is a dense subring of End𝔻(U).
  2. If R is artinian then Im(R) = End𝔻(U).

We will show that if x1,...,xn∈U and α∈End𝔻(U) then there is an r∈R with rxi=αxi for 1≤i≤n. The proof is by induction on n using the following lemma.

Let u∈U. Then ann(x1,...,xn)u = 0 ⇔ u∈𝔻-span { x1,...,xn }.

Proof of Theorem 5.1.
(a) Assume the lemma and assume that x1,...,xn∈U and α∈End𝔻(U) are given. By the induction assumption, there is r′∈R such that r′xi = αxi, for   1≤i≤n-1. If xn ∉ 𝔻-span { x1,...,xn } then, by the lemma, ann( x1,...,xn-1 )xn ≠ 0. Since ann(x1,...,xn-1)xn is a nonzero R-submodule of U and U is simple ann(x1,...,xn-1)xn = U. So lxn = (α-r′)xn, for some   l∈ann(x1,...,xn-1). Then (r′-l) xi = xi, for   1≤i≤n-1, and (r′+l)xn = xn.

(b) Let R be artinian and let U be a simple module. Let I be a minimal element of {ann(x1,...,xk) | x1,...,xk∈U} and let x1,...,xk be the finite subset of U such that I = ann(x1,...,xk). Let u∈I. If ann(x1,...,xk)u ≠ 0 then ann(x1,...,xk,u) ⊆ I and ann(x1,...,xk,u) ≠ I, a contradiction to the minimality of I. So ann(x1,...,xn)u = 0. So u∈𝔻-span {x1,...,xn}. So U is finite dimensional. Now (c) follows from (b).

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Proof of Lemma 5.2.
⇐) Trivial.

⇒) Assume ann(x1,...,xn)u = 0. The proof is by induction on n.
  1. Case 1. If ann(x1,...,xn-1)xn = 0 then xn ∈ span{x1,...,xn-1} and so ann(x1,...,xn-1)u = 0. So u∈span{x1,...,xn-1}.
  2. Case 2. If ann(x1,...,xn-1)xn ≠ 0 then ann(x1,...,xn-1)xn = U. Define an R-module homomorphism α: U → U lxn ↦ lu, for   l∈ann(x1,...,xn-1). If lxn = κxn then l-κ ∈ ann(x1,...,xn-1) ∩ ann(xn) = ann(x1,...,xn). So (l-κ)u = 0 and lu=κu which shows that α is well-defined. So α∈𝔻 = EndR(U).

    Now ann(x1,...,xn-1) ( u-αxn ) = 0 and so, by the induction hypothesis, u-αxn ∈ span{x1,...,xn-1}. So u∈span{x1,...,xn}.

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Radicals of algebras

Let A be an algebra over a field 𝔽. The radical of A is the intersection of the maximal left ideals of A, Rad(A) = ⋂Lmax Lmax.

Assume A satisfies the descending chain condition on left ideals. Then A is completely reducible if and only if Rad(A)=0.

A nilpotent ideal is an ideal I such that Ik=0 for some k∈ℤ>0. A nilpotent element is an element x∈A such that xk=0 for some k∈ℤ>0.

If t_: A→ℂ is a trace on A then Rad(t_) = {a∈A | t_(ab)=0 for all b∈A}.

Rad(A) = Rad(t_), if t_ is the trace of a faithful representation of A.

Notes and References

These notes are originally from http://researchers.ms.unimelb.edu.au/~aram@unimelb/notespre2005.html the file http://researchers.ms.unimelb.edu.au/~aram@unimelb/Notespre2005/radicals12.25.03.pdf

References

[BouA] N. Bourbaki, Algebra I, Chapters 1-3, Elements of Mathematics, Springer-Verlag, Berlin, 1990.

[BouL] N. Bourbaki, Groupes et Algèbres de Lie, Chapitre IV, V, VI, Eléments de Mathématique, Hermann, Paris, 1968.

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