Wisconsin Bourbaki Seminar

Arun Ram
Department of Mathematics and Statistics
University of Melbourne
Parkville, VIC 3010 Australia
aram@unimelb.edu.au

Last update: 24 March 2014

Notes and References

This is an excerpt from notes of the Wisconsin Bourbaki Seminar, Fall 1993. The notes were written by Oliver Eng, Susan Hollingsworth, Mark Logan, Arun Ram and Louis Solomon.

§3

  1. Let V be a finite dimensional real vector space with an inner product. Let F be a finite subgroup of the orthogonal group of V generated by reflections. Let Λ be a discrete subgroup of V stable under F. Let W be the group of affine transformations of V generated by F and translations by vectors in Λ. Let ℌ be the set of hyperplanes H in V such that sH∈F and let R be the set of r∈Λ such that there exists a hyperplane h∈ℌ such that ⟨r,h⟩=0.
    1. Show that W is generated by (affine) reflections if and only if R generates Λ as a ℤ-module.
    2. Consider ℝ2 with the scalar product ((x,y),(x′,y′))↦xx′+yy′. Let e1=(1,0), e2=(-12,32), e3=(-12,-32), Δi=ℝei, and let F be the dihedral group generated by the sΔi. Let Λ be the discrete subgroup of ℝ2 generated by the ei. The subgroup Λ is stable under F. Show that W is not generated by reflections.

    Solution.
    1. ⇐: Assume that R generates Λ. W is generated by F and translations in Λ. Translations in Λ are generated by translations in R. So it is sufficient to show that translations by vectors in R are generated by reflections. Let r∈R and let tr be the corresponding translation. Suppose that r is orthogonal to H∈ℌ. Then
      1. tr=(trsH)sH.
      2. trsH is order 2, since sHtrsH=tsHr=t-r and thus trsHtrsH=trt-r=1.
      3. trsH fixes the hyperplane H+12r, since if x is on the hyperplane H+12r then sHx is a corresponding point on the hyperplane H-12r and thus trsHx=x.
      It follows from b) and c) that trsH is the reflection about the hyperplane H+12r. So tr=sH+12rsH. Thus translations by elements of R are generated by reflections.
      ⇒: Suppose that W is generated by reflections. If λ∈V, let tλ denote the translation by the vector λ. Then if we let T={tλ | λ∈V}, T is normalized by O(V), and hence the group of affine transformations of V is the semidirect product of T by O(V), since only the identity is both a translation and an element of O(V). Thus, since Λ is stable under F, every element of W is uniquely expressible as tλ·g for some g∈F and λ∈Λ, and hence {tλ | λ∈Λ} is normalized by F. Now consider an affine reflection ϕ:V→V. The reflection ϕ is determined by its fixed set, which is an affine hyperplane. This affine hyperplane may be written as Hλ={λ+μ | μ∈H}, where λ∈V, H is a (linear) hyperplane, and λ is perpendicular to H. Then V=ℝλ⊕H and ϕ acts by ϕ(aλ+μ)=(2-a)λ+μ for a∈ℝ, μ∈H (To get from aλ+μ to λ+μ, we add (1-a)λ; then add it again to get its mirror image. This is since the orthogonal projection of aλ+μ in the affine hyperplane is simply λ+μ. See the diagram.) But if we let sH∈O(V) be the orthogonal reflection in H, then for a∈ℝ, μ∈H, t2λsH (aλ+μ) = t2λ (-aλ+μ) = (2-a)λ+μ = ϕ(aλ+μ). So it follows that any affine reflection in W is uniquely expressible as tλsH where λ∈Λ, H∈ℌ, and λ is orthogonal to H (and hence λ∈R). Now suppose λ∈Λ is arbitrary. Then tλ∈W, may be written as a product of affine reflections in W, say tλ=tμ1g1 tμ2g2⋯ tμrgr, (*) with μi∈Λ, gi∈F, and where tμigi is an affine reflection. By the remark above it follows that μi∈R for all i=1,…,r. Now note that if μ∈V, g∈O(V), then gtμ=tgμg. Applying this repeatedly to the right hand side of (*) we get tλ = tμ1 tg1μ2 tg1g2μ3⋯ tg1g2⋯gr-1μr g1⋯gr = tνg1⋯gr, where ν=μ1+g1μ2+⋯+⋯g1⋯gr-1μr. Thus λ=ν, and g1⋯gr=1 (which is not used). But Λ is clearly stable under W, and W permutes ℌ, and W is orthogonal. Thus it folllows from the definition of R that WR⊆R. Therefore, since μi∈R for i=1,…,r, each of μ1,g1μ2,…,g1⋯gr-1μr∈R. Thus λ=ν lies in the ℤ-span of elements of R, and hence R generates λ.
    2. See attached picture. ◻

  2. Let V be a finite dimensional vector space over ℝ, W a finite subgroup of GL(V) generated by reflections. Show that every element of order 2 in W is generated by pairwise commuting reflections belonging to W.

    Solution. The proof is by induction on the dimension of V. If dim V=1 then there is only one element of order 2 in W and this is certainly a reflection. Assume dim V>1 and let w∈W be an element of order 2. We may choose a basis of V such that the matrix of V with respect to this basis is diagonal with digonal entries (-1,-1,…,-1,1,1,…,1). There are two cases:
    Case 1. w fixes a nonzero subspace E of V pointwise.
    Let ℌ be the set of hyperplanes such that W is generated by the reflections in these hyperplanes. Define W(E)={w∈W | w fixes E pointwise}. Then, by Proposition 2, Chapt. V §3, W(E) is generated by reflections in the hyperplanes in the set ℌE={H∈ℌ | H⊇E}. Since w fixes E, w is an element of W(E) and W(E) acts on V/E and dim V/E<dim V. By induction we have that w|E⊥=t1t2⋯tr where ti are pairwise commuting reflections. If we let si be the reflection which acts on E by the identity and on E⊥ as ti then w=s1s2⋯sr. It is clear that since the reflections t1,t2,…,tr are pairwise commuting so are the reflections s1,s2,…,sr. The reflections si, 1≤i≤r are elements of W since they are reflections in hyperplanes in ℌE.
    Case 2. The only element which w fixes is 0∈V.
    Then wv=-v for all v∈V. Since -1 is in the center of GL(V), w is in the center of W. Since W is generated by reflections we can write w=s1⋯sr as a product of reflections. Since w is in the center w=srwsr-1= srs1⋯sr-1. Let w′=s1⋯sr-1. Then (w′)2=s1⋯ sr-1sr2s1⋯ sr-1=w2=1. Since w′≠w, then w′≠-1 and so by case 1 we may write w′ as a product of pairwise commuting reflections w=t1⋯tm. Since w=t1⋯tmsr= tit1⋯tˆi ⋯tmsr=srti t1⋯tˆi⋯ tm,and w=srt1⋯tm= srtit1⋯ tˆi⋯tm, it follows that srti=tisr for each i. So w can be written as a product of pairwise commuting reflections. ◻

    Notes. Recall that The longest element of the Weyl group w0 is an element of order 2. It is interesting to write these elements as a product of pairwise commuting reflections.

  3. Let V be a finite dimensional real vector space and let W be a finite subgroup of GL(V) generated by reflections. Let w∈W. Suppose that V′ is a subspace of V stable under W and let k be the order of the restriction w|V′ of w to V′. Show that there exists x∈W of order k, leaving V′ stable and such that x|V′=w|V′.

    Solution. Let W′={w∈W | wv=v, for all v∈V′}. By Proposition 2 §3.3, W′ is generated by reflections. Let C be a chamber of W′. Let C′=wC, w∈W, be another chamber. By Lemma 2 §3.1, there is an h∈W′ such that hC′=C. So whC′=C′. Then
    1. wh stabilizes V′ since both w and h stabilize V′.
    2. wh|V′=w|V′ since h fixes V′ pointwise.
    3. It remains to show that wh has order k.
    Suppose that (wh)ℓ=1. Then, since wh|V′=w|V′ we have that (wh)ℓ|V′= wℓ|V′=1|V′. Since the order of w|V′ is k it follows that ℓ≥k. We will show that (wh)k=1. Since wh stabilizes a chamber of W′ so does (wh)k. Since wh|V′=w|V′ and wk is the identity on V′ it follows that (wh)k is the identity on V′. So (wh)k∈W′. Since (wh)k∈W′ and (wh)k stabilizes a chamber of W′ it follows from Theorem 1 §3.2, that (wh)k is the identity in W′. Therefore (wh)k is the identity in W. ◻
    1. Let K be a commutative field and let V be an n dimensional vector space over K. Let ϕ be a symmetric bilinear form on V and let N={n∈V | ϕ(n,v)=0, for all v∈V} be the null space of ϕ. Suppose that dim N=1. Show that the null space of the extension of ϕ to ⋀n-1V is dimension n-1.
    2. Suppose that K=ℝ and that ϕ is positive. Let (e1,…,en) be a base of V, and let aij=ϕ(ei,ej). Suppose that aij≤0 for i≠j. Suppose that {1,2,…,n} does not admit a partition I∪J such that aij=0 for all i∈I and j∈J. Let Aij be the cofactor of aij in the matrix (aij). Show that Aij>0 for all i,j.
    3. Let η1e1+⋯+ηnen be a vector with all coordinates >0 which generates the null space N. Show that η1,…,ηn are proportional to A11,…,Ann.

    Solution.
    1. The extension of the bilinear form ϕ on V to ⋀kV is given by, Alg. Chapt III §11.5 formula 30, ϕ ( vi1∧⋯∧vik, vi1′∧⋯∧vik′ ) =det(ϕ(vij,vik)). Let v1∈N and complete this to a basis v1,…,vn of V. The set of vectors {v1∧⋯∧vˆi∧⋯∧vn} is a basis of ⋀n-1V. Let M be the n×n matrix given by M=(ϕ(vk,vℓ)) and let Mij denote the matrix M with the ith row and the jth column removed. Then for any i,j such that i≠1, ϕ ( v1∧⋯∧vˆi∧⋯∧vn ,v1∧⋯∧vˆj∧⋯∧vn ) =det(Mij)=0, since Mij is a matrix with top row containing all zeros. It follows that all the basis vectors v1∧⋯∧vˆi∧⋯∧vn are in the null space of the form on ⋀n-1V. Furthermore, since rank M=dim N=1 and M is a matrix such that the first row and the first column are zero, ϕ(v2∧⋯∧vn,v2∧⋯∧vn) =det(M11)≠0. Thus the vector v2∧⋯∧vn is not an element of the null space of the form on ⋀n-1V.
    2. Let M=(ϕ(ek,ej))=(akj) and Mij be the matrices given in the proof of part a). Then Aij=(-1)i+jdet(Mij). Then for any basis vector ek, we have that ϕ(ek,∑jAijej) = ∑jAijϕ (ek,ej) = ∑jAijajk = δikdet(M), by Cramer’s rule. Since det(M)=0 we have that ϕ(ek,∑jAijej) for all k. It follows that ∑jAijej is an element of N. By Lemma 4 §3.5 it follows that N is spanned by a vector η1e1+⋯+ηnen such that ηi>0 for all i. Since ∑jAijej∈N it follows that Aij=riηj for some constants ri. A similar argument shows that Aij=cjηi for some constants cj. Since Aii=riηi=ciηi and the ηi>0, ri=ci for all i. Then since Aij=riηj=rjηi, riηi= rjηj, for all i,j. Setting μ=r1η1 we have that Aij=riηi ηiηj=μηi ηj, for all i and j. Since ϕ is positive semidefinite we know that A11=det(M11)≥0. We have already seen in part a) that det(M11)≠0. So A11=μη12>0 and we have that μ>0. It follows that Aij=μηiηj>0 for all i,j.
    3. From the proof of part b) we have that Aii=μηi2 where μ>0. It follows that ηi=1μ Aii. So ηi is proportional to Aii. ◻

  4. Let q(ξ1,…,ξn)=∑i,jaijξiξj(aij=aji) be a positive degenerate quadratic form on ℝn, such that aij≤0 for i≠j. Suppose that {1,2,…,n} does not admit a partition I∪J such that aij=0 for i∈I, j∈J.
    1. Show that, if one puts ξ=0, one gets a positive nondegenerate form by restricting to the coordinates ξ1,…,ξi-1,ξi+1,…,ξn.
    2. Show that aii>0 for all i.
    3. Show that if one replaces one of the aij with a value aij′≤aij, the new form is nonpositive.

    Solution.
    1. By Lemma 4 §3.5, we have that the subspace of isotropic vectors is dimension 1 and that this space is generated by a vector η=(η1,…,ηn) such that ηi>0 for all i. If the form on ℝn-1 given by q(ξ1,…,ξi-1,0,ξi+1,…,ξn) is degenerate then there is a nonzero vector ξ=(ξ1,…,ξi-1,0,ξi+1,…,ξn) such that q(ξ)=0. The vector ξ must be a multiple of η. This is a contradiction to the fact that ξ is nonzero.
    2. Since the q is positive we have that, for each i, 0≤q(εi)=aii, where εi is the vector with ith coordinate 1 and all other coordinates 0. If aii=0=q(εi), then by a) we must have that εi=0. This is a contradiction. So aii>0 for all i.
    3. Let η=(η1,…,ηn) be a vector such that ηi>0 for all i and such that q(η)=0. Then, if the new form is positive we have that 0=∑i,jaij ηiηj> ∑i,jaij′ ηiηj≥0, which is clearly a contradiction. ◻

    Notes. The null space of a form ϕ is defined to be N= { n∈V | ϕ (n,v)=0,  for all v∈V } . Let I be the set of isotropic vectors for ϕ, I={v∈V | ϕ(v,v)=0}. It is clear that if n∈N the n∈I since ϕ(n,n)=0. So N⊆I. Suppose that the form ϕ is positive and let n∈I. Let v∈V and let λ∈ℝ. Then 0 ≤ ϕ(λn+a,λn+a) = λ2ϕ(n,n)+ 2λϕ(n,v)+ ϕ(v,v) = 0+2λϕ(n,v)+ ϕ(v,v). If ϕ(n,v)≠0 then we may choose λ such that 2λϕ(v,n)<ϕ(v,v). So ϕ(n,v)=0. It follows that n∈N. So I=N if ϕ is positive.

  5. Let (aij) be a real symmetric matrix with n rows and n columns.
    1. Put sk=∑i=1kaik. For all ξ1,…,ξn∈ℝ, one has that ∑i,kaik ξiξk=∑k skξk2-12 ∑i,kaik (ξi-ξk)2.
    2. Let η1,…,ηn∈ℝ*. Set ∑iηiaik=tk. Then ∑i,kaik ξiξk=∑k tkξk2ηk -12∑i,k ηiηkaik (ξiηi-ξkηk)2.
    3. If there exist numbers η1,…,ηn>0 such that ∑iηiaik=0 (k=1,2,…,n), and if aij≤0 for i≠j, then the quadratic form ∑i,kaikξiξk is positive degenerate.
    4. Let ∑i,jqijξiξk be a quadratic form on ℝn such that qij≤0 for i≠j. Suppose that {1,2,…,n} does not admit a partition I∪J such that qij=0 for i∈I and j∈J. Show that this form is positive degenerate if and only if there exist η1>0,…,ηn>0 such that ∑iηiqik=0 (k=1,…,n).

    Solution.
    1. Begin with the right hand side. ∑ksk ξk2-12 ∑i,kaik (ξi-ξk)2 = ∑i,kaik ξk2-12 ( ∑i,kaik ( ξi2-2ξi ξj+ξj2 ) ) = ∑i,kaik ξk2-12 ∑i,kaik ξi2+∑i,k aikξiξk -12∑i,k aikξk2 = 12∑i,k aikξk2- 12∑i,k aikξi2+ ∑i,kaik ξiξk = 12∑i,k (aik-aki) ξk2+∑i,k aikξiξk = ∑i,kaik ξiξk, since (aij) is symmetric.
    2. Replace ξi by ξi/ηi and aik by ηiηkaik in a). Then sk=∑iηiηk aik=ηk∑i ηiaik=ηk tk. Substituting, the formula in a) is ∑i,kηiηk aikξiηi ξkηk=∑k ηktk ξk2ηk2-12 ∑i,kηiηk aik (ξiηi-ξkηk)2. The trivial cancellations give the desired identity.
    3. Since tk=∑iaikηk=0 the identity in b) reduces to ∑i,kaik ξiξk = -12∑i,k ηiηkaik (ξiηi-ξkηk)2 = -12∑i≠k ηiηkaik (ξiηi-ξkηk)2. Since aik≤0 for i≠k and ηi>0 for all i we have that the right hand side is ≥0. It follows that the form is positive. The form is degenerate since ∑i,kηkηiaik= ∑kηk∑iηiaik =0.
    4. ⇐ follows immediately from c).
      ⇒: In view of Lemma 4 §3.5 it is sufficient to show that if η=(η1,…,ηn) is a vector such that q(η)=0 and that ηi>0 for all i then ∑iηiqik=0 (k=1,…,n). Let Q=(qij). Let λ∈ℝ and x=(x1,…,xn)∈ℝn. Then, since the form q is positive, 0≤∑i,k (xi+ληi) (xk+ληk) qik=∑i,k xixkqik+ 2λ∑i,kxk ηiqik+0 for arbitrary values of the xi and λ. This is only possible if ∑i,kxkxiqik=0 for all values of x. So ∑iηiqik=0. ◻

    Notes. Parts 8a) and 8b) are known as Crosby’s Lemma and are proved on pp. 177-178 of the book Regular Polytopes by H.S.M. Coxeter. See also the historical remarks pp. 185.

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